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Guotai Junan Securities (Hong Kong) Limited
¨Reward Points Incentive Scheme: Redeem Reward Points for Price Quote〃

Dear Customer,

      To appreciate the continuous support of customers towards Guotai Junan Securities (Hong Kong) Limited (¨GTJAS〃) and provide better services and products to customers, GTJAS is launching the ¨Reward Points Incentive Scheme〃. Customers can redeem earned Reward for selected services:

HK$1 Commission = 1 Reward Point

More Transactions, More Reward Points, More Benefits!

 

1. Reward Point Redemption Rules

  1. Reward Point is calculated according to the commission charged (after commission rebate payable to you, if any) on your trading transactions. For example, HK$1 Commission = 1 Reward Point.
  2. Reward Point will be calculated from 1 April 2009.
  3. From May 2009, you can check your Reward Points earned via GTJASˇs online trading platform or statements.
  4. Commissions charged on trading overseas markets stocks shall be converted into Hong Kong Dollars for calculating Reward Points.

2. Contents and Rules of the ¨Reward Points Incentive Scheme〃

    The ¨Redeem Reward Points for Price Quote〃shall be launched in Phase I of the ¨Reward Points Incentive Scheme〃. GTJAS selects some real-time stock quotes for customers. You can receive the stock quotes free of charge upon your application.For details, please refer to the following table.

  1. Redemption Plan
  2. HK Stock Market
    Real-time Quotes
    Reward Points required
    and Service Period
    Cash Value
    (HK$)
    Qianlong
    Mainland China User
    2,000 Points/ 1 month
    200
    10,000 Points/ 6 months
    1,200
    19,000 Points/ 12 months
    2,400
    AAStocks 2007
    Mainland China User
    2,000 Points/ 1 month
    200
    10,000 Points/ 6 months
    1,200
    19,000 Points/ 12 months
    2,400
    AAStocks QuoteWinner
    Overseas User
    2,600 Points/ 1 month
    320
    13,000 Points/ 6 months
    1,920
    25,000 Points / 12 months
    3,840


  3. Redemption Time
  4. With effect from 4 May 2009, GTJAS shall accept the redemption applications from customers.

  5. Redemption Method

    • You must complete the ¨Redemption Form〃and fax (852 2509-7787) the form to our Customer Service Department for redemption of Reward Points.
    • Our Customer Services Department shall notify you of the login account and password by e-mail and ¨Customer Service Messages〃on the online trading platform after verification of sufficiency of the Reward Points for redemption.
    • The Scheme shall NOT automatically replace the paid real-time stock quotes service. You must complete separate application form to terminate the paid quotes services.

Should you have any inquiries, please contact our Customer Services Department at 852 2509-7524.

Welcome to participate ¨Reward Points Incentive Scheme: Redeem Reward Points for Price Quote〃and wish you success in investment!

Download Reward Redemption Form

 

Guotai Junan Securities (Hong Kong) Limited

Date: 30 April 2009


* GTJAS reserves the right to amend or terminate the incentive scheme and amend any terms and conditions at any time, without giving prior notice to you. In case of any dispute, GTJAS reserves the right to make final decision.